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Excel & Financial Modeling / XFM-03

Audit a Broken Financial Model

Find planted errors, correct the model and challenge an AI explanation.

Advanced · 90 minutes (estimate) · Original synthetic data

Prerequisites: XFM-02 or equivalent

01 / Learn the method

Learning outcomes

Find planted errors, correct the model and challenge an AI explanation. Calculate the result, reconcile it and communicate its limitations.

Method

Audit business logic as well as spreadsheet error messages. A formula can calculate a plausible number while linking to the wrong driver. Trace outputs to source assumptions, compare independent checks and perturb one input at a time. Treat AI-generated explanations as claims that require evidence.

Smaller worked example

If revenue = units × price, a formula units × unit cost may return a valid number with no Excel error. A price change should move revenue; if it does not, the dependency is wrong.

02 / Put it to work

Business context and rules

Fictional Spruce Models. Use the same one-year source assumptions as XFM-02. The student workbook includes a visible Broken model tab with five deliberately planted formula errors. The clean Analysis area is your repair workspace. Simulated AI comment: “The balance sheet balances, so the model is reliable; higher receivables increase cash, and a fixed profit cell improves stability.” This comment is deliberately unreliable and is not a statement from a real system or reviewer. Identify all errors, including any that mask other errors. Do not treat the intentionally broken tab as a clean output.

Original synthetic inputs

InputValueUnit
Opening cash100USD
Opening AR80USD
Opening inventory60USD
Opening net PPE200USD
Opening AP50USD
Opening debt150USD
Opening equity240USD
Forecast revenue500USD
COGS / revenue0.6fraction
Cash operating expenses100USD
Depreciation20USD
Cash interest10USD
Tax rate0.25fraction
Closing AR assumption100USD
Closing inventory assumption70USD
Closing AP assumption60USD
Cash capex40USD
Debt repayment20USD

Required deliverables

Submit an issue log with cell, incorrect formula, consequence, corrected formula and test; a repaired formula-based model; and a 150-word critique of the simulated AI comment. Retain the Broken model tab for audit evidence. Identify all five planted errors, not just the final balance difference.

Use formulas for derived amounts and preserve source data. Put narrative deliverables in the workbook response area; expand it as needed. Compare amounts within 0.01 of the stated unit and percentages within 0.1 percentage point. No unsupported balancing plugs.

Deliberate defects

The student workbook includes a Broken model tab with intentional logic errors. They are part of the assignment. The solution keeps that tab labeled for comparison and supplies corrected formulas in Analysis.

03 / Review your work

Try the assignment before opening the answer.

Open the worked answer and teaching notes

Worked numerical schedule

MeasureValueUnit
COGS300.00USD
EBITDA100.00USD
EBIT80.00USD
Pretax income70.00USD
Tax expense and cash paid17.50USD
Net income52.50USD
Operating cash flow52.50USD
Investing cash flow-40.00USD
Financing cash flow-20.00USD
Closing cash92.50USD
Closing net PPE220.00USD
Closing debt130.00USD
Closing equity292.50USD
Closing assets482.50USD
Closing liabilities and equity482.50USD
Closing balance sheet residual0.00USD
Opening balance sheet residual0.00USD

Interpretation and recommended actions

Five errors are planted: COGS uses the tax rate instead of the COGS rate; depreciation is added to EBITDA instead of subtracted; net income is hardcoded to 60; the AR change has the wrong cash-flow sign; and the balance-sheet check is typed as zero. The corrected outputs match XFM-02: profit 52.5, cash 92.5 and assets 482.5, with genuine zero checks. A zero typed into a check proves nothing. An AR increase consumes cash under the case assumptions, and a profit hardcode disconnects the statements.

Scoring rubric - 100 points

DimensionPointsAwarding guidance
Calculation40Five errors correctly identified 15 (3 each); five justified repairs 15 (3 each); correct final model 10.
Interpretation25Correct application of the case rules 10; explain the business decision 10; identify evidence or limitations 5.
Controls / audit trail20Traceable formulas 8; independent reconciliation 8; explicit units and signs 4.
Communication15Decision and numerical headline 5; actions with owners and evidence 5; concise response covering all required deliverables 5.

Award method credit after an isolated arithmetic error rather than repeatedly deducting for it. Equivalent account labels and well-supported alternative recommendations are acceptable. Numerical tolerance is 0.01 in the stated units; no universal passing score is prescribed.

Common mistakes

Fixing only the visible balance difference; accepting a typed zero; deleting the broken model; accepting the simulated AI explanation without tracing formulas.

Staged hints

Trace COGS to its rate. Inspect the EBIT sign. Change revenue and closing AR independently. Inspect whether the check itself is a formula.

Instructor notes

Prerequisites: XFM-02 or equivalent. Suggested use of the estimated 90 minutes: spend roughly 15% on the lesson and smaller example, 55% on the independent task, 20% on comparing approaches and 10% on the decision discussion. Timing is untested. Ask learners to explain why the numerical check is necessary but not sufficient.

For a simpler class, provide the model structure and work through one driver. For an extension, change one operational assumption and require a new reconciliation and recommendation. Verify the new key before distributing any variant. Open files in the intended spreadsheet application before class. Solutions are learning resources, not secure hiring examinations. Expert review remains pending.

Continue this learning path

XFM-01 · Clean, Map and Reconcile a Finance Dataset

XFM-02 · Build an Integrated Three-Statement Model

AI-assisted synthetic teaching case. Expert review and native Excel / Sheets testing pending.

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