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Excel & Financial Modeling / XFM-02

Build an Integrated Three-Statement Model

Link profit, working capital and cash without a hidden plug.

Intermediate · 90-120 minutes (estimate) · Original synthetic data

Prerequisites: Accrual accounting and P&L / balance sheet / cash flow

01 / Learn the method

Learning outcomes

Link profit, working capital and cash without a hidden plug. Calculate the result, reconcile it and communicate its limitations.

Method

Build the income statement first, then use net income and noncash / working-capital adjustments for operating cash flow. Roll forward debt, PPE and equity. Cash comes from the cash-flow statement and is then linked into the balance sheet; it must not be whatever amount makes that statement balance.

Smaller worked example

Net income 50 plus depreciation 10 less an AR increase of 20 yields CFO 40 if there are no other changes. Profit and cash differ because earnings have not all been collected.

02 / Put it to work

Business context and rules

Fictional Cedar Equipment, one-year forecast ending 30 September 2027. USD. Opening balances and drivers are provided. Assume all operating expenses, interest and current tax are paid during the year; no deferred taxes, dividends, equity issuance, new debt, asset sales or other balance-sheet accounts. Depreciation is 20 and capex 40. Interest is treated as operating cash flow here. Closing AR, inventory and AP are explicit forecast assumptions. Tax is 25% of positive pretax income, with no tax benefit for a loss. This is a bounded teaching model, not a standards-compliance assertion.

Original synthetic inputs

InputValueUnit
Opening cash100USD
Opening AR80USD
Opening inventory60USD
Opening net PPE200USD
Opening AP50USD
Opening debt150USD
Opening equity240USD
Forecast revenue500USD
COGS / revenue0.6fraction
Cash operating expenses100USD
Depreciation20USD
Cash interest10USD
Tax rate0.25fraction
Closing AR assumption100USD
Closing inventory assumption70USD
Closing AP assumption60USD
Cash capex40USD
Debt repayment20USD

Required deliverables

Produce the income statement, cash-flow statement and closing balance sheet, with supporting PPE, debt and equity roll-forwards. Test a 10-unit increase in closing AR while holding revenue fixed, and explain the cash effect. No balancing plug is permitted.

Use formulas for derived amounts and preserve source data. Put narrative deliverables in the workbook response area; expand it as needed. Compare amounts within 0.01 of the stated unit and percentages within 0.1 percentage point. No unsupported balancing plugs.

03 / Review your work

Try the assignment before opening the answer.

Open the worked answer and teaching notes

Worked numerical schedule

MeasureValueUnit
COGS300.00USD
EBITDA100.00USD
EBIT80.00USD
Pretax income70.00USD
Tax expense and cash paid17.50USD
Net income52.50USD
Operating cash flow52.50USD
Investing cash flow-40.00USD
Financing cash flow-20.00USD
Closing cash92.50USD
Closing net PPE220.00USD
Closing debt130.00USD
Closing equity292.50USD
Closing assets482.50USD
Closing liabilities and equity482.50USD
Closing balance sheet residual0.00USD
Opening balance sheet residual0.00USD

Interpretation and recommended actions

Revenue 500 less COGS 300 and operating expenses 100 gives EBITDA 100, EBIT 80, pretax income 70 and net income 52.5. CFO is 52.5, investing cash flow -40 and financing -20; closing cash is 92.5. Closing assets and liabilities plus equity both equal 482.5. Increasing closing AR by 10 reduces cash by 10 and leaves profit unchanged. The balance sheet still balances because one asset replaces another.

Scoring rubric - 100 points

DimensionPointsAwarding guidance
Calculation40Income statement 10; cash flow 15; balance sheet and roll-forwards 15.
Interpretation25Correct application of the case rules 10; explain the business decision 10; identify evidence or limitations 5.
Controls / audit trail20Traceable formulas 8; independent reconciliation 8; explicit units and signs 4.
Communication15Decision and numerical headline 5; actions with owners and evidence 5; concise response covering all required deliverables 5.

Award method credit after an isolated arithmetic error rather than repeatedly deducting for it. Equivalent account labels and well-supported alternative recommendations are acceptable. Numerical tolerance is 0.01 in the stated units; no universal passing score is prescribed.

Common mistakes

Using revenue as receipts; adding capex to depreciation expense; plugging cash; forgetting current profit in equity.

Staged hints

Roll working capital by closing less opening balances. Add depreciation back once. Cash must link from its roll-forward.

Instructor notes

Prerequisites: Accrual accounting and P&L / balance sheet / cash flow. Suggested use of the estimated 90-120 minutes: spend roughly 15% on the lesson and smaller example, 55% on the independent task, 20% on comparing approaches and 10% on the decision discussion. Timing is untested. Ask learners to explain why the numerical check is necessary but not sufficient.

For a simpler class, provide the model structure and work through one driver. For an extension, change one operational assumption and require a new reconciliation and recommendation. Verify the new key before distributing any variant. Open files in the intended spreadsheet application before class. Solutions are learning resources, not secure hiring examinations. Expert review remains pending.

Continue this learning path

XFM-01 · Clean, Map and Reconcile a Finance Dataset

XFM-03 · Audit a Broken Financial Model

AI-assisted synthetic teaching case. Expert review and native Excel / Sheets testing pending.

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